Search suggestions:

part time
full time
no expérience
social services
server
mcdonalds
work from home
receptionist
administrative assistant
it
warehouse
customer service
all
British Columbia
Toronto
Edmonton
Ontario
Calgary
Quebec
Richmond
Quebec
Saskatoon
Mississauga
Vancouver
Alberta

Risk Management and Compliance Analyst

Laurentian Bank Financial Group
$78,846 - $99,837 a year
Quebec
Full time
1 day ago
Seeing beyond numbers™

At Laurentian Bank, we believe we can change banking for the better. Founded in Montreal in 1846, Laurentian Bank helps families, businesses and communities thrive. Today, we have over 2,800 employees working together as One Team, to provide a broad range of financial services and advice-based solutions for customers across Canada and the United States. We drive results by placing our customers first, making the better choice, acting courageously, and believing everyone belongs.

This role sits within Laurentian Bank Securities, a subsidiary of Laurentian Bank.

Under the responsibility of the Risk Management, Manager, this person will contribute to maintaining a healthy and effective operational risk management structure and to overall compliance to internal policies and standards issued by Laurentian Bank Financial Group (hereinafter "the Group").

Responsibilities

Support the business in implementing operational risk management methodologies (risk events, risk assessment, key risk indicators, scenario analysis).

Build strong, collaborative relationships with key stakeholders and partners by addressing issues and concerns in a timely manner and providing on-going advisory services.

Follow and monitor operational risk incidents and risk appetite.

Support the business in analysing root causes of operational risk events and issues and ensure corrective action plans are developed and implemented.

Ensure internal risk events are logged in a timely manner.

Evaluate and recommend new controls where gaps have been identified.

Work with business units to develop key risk indicators.

Provide oversight and reporting on the effectiveness of the business continuity program, information security and supplier risk management.

Collaborate with project managers & project sponsors by conducting risk assessment of significant initiatives.

Qualifications

College or university degree in a relevant field and 3 to 5 years of relevant experience

In knowledge of operational risks, internal auditing, process analysis and/or internal control frameworks (COSO, ISO 31000)

In Knowledge /Experience of investment products

Specific Skills

Strong analytical skills with a pragmatic approach.

Autonomous and solutions oriented.

Client (internal) and quality focused.

Solid communication and relationship management skills.

Team player and proactive.

Strong written and verbal communication.

Inclusion and Accessibility

At Laurentian Bank, we believe everyone belongs. We are committed to fostering an inclusive work environment that reflects the diversity of our customers and our communities and where everyone feels like they belong and can thrive. To this end, we encourage applications from individuals from equity-deserving groups, including Indigenous persons, racialized and persons with disabilities, marginalized genders and the 2SLGBTQIA+ community.

We strive to offer a flexible and accessible work experience that is inclusive of everyone. If at any time you need an accommodation, please let us know.

PIPEDA

We may collect, use or disclose your personal information for the purpose of establishing an employment relationship with you.

#LI-MLP

#LI-Hybrid
Apply
Save
Report job
Other Job Recommendations:

Governance, Risk & Compliance Analyst

Docebo
Toronto, Ontario
  • Internal and External Audit Support: Lead and coordinate...
  • Customer Engagement and Response: Respond to customers’...
5 days ago

Manager, Disclosure & Trading Compliance

RBC
Toronto, Ontario
$76,542 - $96,919 a year
  • Provide guidance and advise to employees across all levels...
  • Review daily and monthly trade reports, outside business...
2 days ago

Director, IT Cybersecurity and Risk Management Lead, KPMG Delivery Network

Talent Nexus for Lorien
Toronto, Ontario
$127,050 - $160,874 a year
  • Working closely with KDN, Global, and member firm NITSOs and...
  • Managing security analysts, ethical hackers, risk and...
5 days ago

Manager Risk & Compliance

Canada Life
Toronto, Ontario
$84,900 - $155,700 a year
  • Assess the adequacy of, adherence to, and effectiveness of...
  • Collaborate on projects and daily activities to provide...
4 weeks ago

Manager Risk & Compliance

Canada Life
Toronto, Ontario
US$84,900 - US$155,700
As the Compliance and Risk Manager, Bangaluru you will play a key role in providing independent oversight of operational and...
4 weeks ago

Senior Consultant - Operational Risk Management

Sia
Toronto, Ontario
  • Regulatory compliance
  • Risk and control assessments
  • Governance & reporting...
3 weeks ago

Manager, Data Platforms Risk & Audit Management

Scotiabank
Toronto, Ontario
$104,380 - $132,169 a year
  • Provide subject matter expertise and act as the primary...
  • Ensure data platform roadmaps are in alignment with audit...
3 weeks ago

Project Risk and Commercial Management Specialist

CIMA+
Ottawa, Ontario
$84,600 - $107,122 a year
  • Create and implement training for CIMA+ employees to build...
  • Provide support in the development of project risk...
2 weeks ago

Analyst, High Risk Client Management - Contract

RBC
Halifax, Nova Scotia
$60,069 - $76,061 a year
  • Prioritize and conduct AML and Anti Terrorist Financing...
  • Investigate and conduct research using RBC approved...
3 weeks ago

Cook

Compass Group
Toronto, Ontario
  • Prepare, pre-cook and/or cook food products as directed.
  • Prepare "mise en place" (setting in place of foods,...
22 hours ago